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FCA Webinar – SM&CR 3 June 2019 Senior Managers and Certification Regime

FCA Webinar – SM&CR 3 June 2019 Senior Managers and Certification Regime

We have received the following from the FCA.

We are holding a webinar on 3 June about the Senior Managers & Certification Regime (SM&CR), which comes into effect on 9 December 2019. Solo-regulated firms which are authorised under FSMA, should be preparing for the SM&CR.

At the webinar we will explain why the SM&CR is important and how firms should plan for and implement the regime. A Q&A session will follow with the speaker panel answering your questions. For more information and to sign up, go to our events booking website.

The aim of the SM&CR is to support healthy cultures and effective governance in firms by encouraging greater individual accountability and establishing a new standard of personal conduct. Senior Managers will need to take responsibility not just for the decisions they make, but for how they influence others, encouraging a healthy culture from the top.

You can read more about the SM&CR on our website, including guidance we published to give firms practical assistance in preparing.

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